Compliance policy
How the organisation identifies its obligations, assigns them, checks them and reports breaches of them, across every regime it answers to.
How the register reads it
| Also called | compliance framework, compliance manual |
|---|---|
| Family | Governance and the management system |
| Document type | Policy. The regimes ask for the content, not the label; a line pasted as a standard, procedure, plan or schedule is placed here with the label noted. |
| Folds into | The regimes accept it folded into the information security policy; when neither is listed, the gap is counted once, under the parent. |
| Expected owner | Legal or the compliance officer. |
| Review cadence | Annual (the register's default: the clauses say planned intervals and on significant change, and do not fix a period). |
| On the gap list when | never on its own: the register recognises it and names the clauses, but no ticked regime lists it as a separate document (its parent, information security policy, is). |
| Template | Compliance risk management policy. |
Which standards require it, and what each expects it to contain
0 requiring clauses, 0 regimesShown on a register for the regimes you tick; with none ticked, ISO 27001 is applied. Requirement text drawn from a human-verified compliance corpus under licence: the corpus statement of each clause, not the instrument verbatim.
None of the eight regimes quoted here requires this document by clause. Named references, not quoted: ISO 37001, anti-bribery management systems (named; not quoted here); ISO 37301, compliance management systems (named; not quoted here).
Also governs
ISO 27001 controls this document is expected to set the rules for, beside the ones that require it: ISO 27001 5.31, ISO 27001 5.36.
Do this for every document on your list
Paste the list and get this reading for every document at once, with the owner and cadence against each, the clauses quoted, and the documents the regimes expect that the list does not carry. Eight documents free, no account.
Build a register